SEC Form 4 · accession 0001127602-16-067474
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Jerome
Officer — EVP, Global Services
Period of report
Nov 14, 2016
Accepted (ET)
Nov 16, 2016 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 14, 2016 | S | 8,000 | $41.4913 | D | 23,994 | D | |
| Common Stock | holding | — | — | — | 15,011 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 311 | I | By N-Q 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average price for multiple sale transactions ranging in price from $41.491 per share to $41.495 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Includes 15,231 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 8,763 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 544.424 shares of common stock under the issuer's employee stock purchase plan and 166.404 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.