SEC Form 4 · accession 0001127602-16-054545
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Gerald Arnold
Officer — EVP, President & CEO, Colonial
Period of report
May 31, 2016
Accepted (ET)
Jun 2, 2016 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 31, 2016 | S | 1,600 | $36.987 | D | 17,199 | D | |
| Common Stock | holding | — | — | — | 577 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 12,437 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 4,762 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 10.780 shares of common stock under the issuer's employee stock purchase plan and 64.546 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.