SEC Form 4 · accession 0001127602-16-053999
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Echevarria
Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 26, 2016 | A | 4,125 | $0.00 | A | 5,280 | D | |
| Common StockF4,F5 | May 26, 2016 | A | 3,025 | $0.00 | A | 8,305 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units ("RSUs") vesting on May 26, 2017.
- F2Includes 466 deferred share rights ("DSRs") and 4,814 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 2.421 DSRs and 3.574 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- F4Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.
- F5Includes 3,491 DSRs and 4,814 RSUs. Fractional amounts have been rounded to the nearest whole number.