SEC Form 4 · accession 0001127602-16-053996
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Michael Caulfield
Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 26, 2016 | A | 4,125 | $0.00 | A | 40,316 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units ("RSUs") vesting on May 26, 2017.
- F2Includes 13,983 deferred share rights ("DSRs"), 17,713 RSUs, and 8,620 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 4,096.680 RSUs, and the exempt acquisitions of an aggregate of 235.843 DSRs, 295.918 RSUs and 147.662 shares of common stock pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.