SEC Form 4 · accession 0001127602-16-051699
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A S MacMillan
Director
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 6, 2016 | S | 327 | $33.49 | D | 15,588 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 13,087 restricted stock unites ("RSU") and 2,501 shares of common stock. All RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 222.924 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.