SEC Form 4 · accession 0001127602-16-048893
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Echevarria
Director
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | A | 685 | $0.00 | A | 685 | D | |
| Common StockF2,F3 | Apr 1, 2016 | A | 464 | $0.00 | A | 1,149 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units ("RSUs") vesting on April 1, 2017.
- F2Represents deferred share rights ("DSRs") in lieu of cash for prorated annual cash retainer pursuant to the election of the reporting person.
- F3Includes 685 RSUs and 464 DSRs. All RSUs and DSRs may be settled, on a 1-for-1 basis, only in shares of common stock.