SEC Form 4 · accession 0001127602-16-043412
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter G O'Donnell
Officer — President & CEO, Unum UK
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 7:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2016 | A | 7,899 | $0.00 | A | 29,666 | D | |
| Common StockF3,F4 | Feb 24, 2016 | F | 1,014 | $27.77 | D | 28,652 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 23, 2017.
- F2Includes 18,081 stock-settled RSUs and 11,585 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,155.805 stock-settled RSUs.
- F4Includes 15,925 stock-settled RSUs and 12,727 shares of common stock. Fractional amounts have been rounded to the nearest whole number.