SEC Form 4 · accession 0001127602-16-043396
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Watjen
Director
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2016 | A | 109,380 | $0.00 | A | 339,515 | D | |
| Common StockF3,F4 | Feb 23, 2016 | F | 45,885 | $27.85 | D | 293,630 | D | |
| Common Stock | holding | — | — | — | 13,959 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock earned from a target number of performance share units awarded on February 21, 2013 ("2013 PSUs"). The shares were earned upon the vesting of the 2013 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2015.
- F2Includes 4,075 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 335,440 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2013 PSUs.
- F4Includes 4,075 stock-settled RSUs and 289,555 shares of common stock. Fractional amounts have been rounded to the nearest whole number.