SEC Form 4 · accession 0001127602-16-042992

Unum Group · UNM

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Thomas R Watjen

Director

Period of report

Feb 19, 2016

Accepted (ET)

Feb 23, 2016 · 5:43 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000005513

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Feb 19, 2016	F	253	$27.52	D	230,135	D
Common Stock^F4	Feb 19, 2016	M	135	$0.00	A	230,270	D
Common Stock^F2	Feb 19, 2016	D	135	$27.52	D	230,135	D
Common Stock^F5	Feb 19, 2016	M	202	$0.00	A	230,337	D
Common Stock^F2	Feb 19, 2016	D	202	$27.52	D	230,135	D
Common Stock^F6	Feb 19, 2016	M	300	$0.00	A	230,436	D
Common Stock^F2	Feb 19, 2016	D	300	$27.52	D	230,135	D
Common Stock	holding	—	—		—	13,959	I	By 401(k) Plan

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Restricted Stock Units^F8,F7,F9	—	Feb 19, 2016	M	135	D	—	—	Common Stock	135	D
Restricted Stock Units^F10,F7,F11	—	Feb 19, 2016	M	202	D	—	—	Common Stock	202	D
Restricted Stock Units^F12,F7,F13	—	Feb 19, 2016	M	300	D	—	—	Common Stock	300	D

Explanation of responses

F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 637.235 stock-settled RSUs (as defined in footnote (2) below).
F10Represents the remaining balance of the cash-settled RSUs granted on February 25, 2014 (the "2014 cash-settled RSUs"), all of which were acquired pursuant to the reinvestment of dividends on February 19, 2016 and are being settled as a result of the reporting person's retirement as an officer of the company.
F11The 2014 cash-settled RSUs vest in three equal annual installments beginning on February 25, 2015. Vested units are to be settled within 30 days after the vesting date.
F12Represents the remaining balance of the cash-settled RSUs granted on February 24, 2015 (the "2015 cash-settled RSUs"), all of which were acquired pursuant to the reinvestment of dividends on February 19, 2016 and are being settled as a result of the reporting person's retirement as an officer of the company.
F13The 2015 cash-settled RSUs vest in three equal annual installments beginning on February 24, 2016. Vested units are to be settled within 30 days after the vesting date.
F2Includes 4,075 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 226,060 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F3Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 664.449 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
F4Includes 4,075 stock-settled RSUs and 226,195 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F5Includes 4,075 stock-settled RSUs and 226,262 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F6Includes 4,075 stock-settled RSUs and 226,360 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
F7The restricted stock units may be settled solely in cash ("cash-settled RSUs"). Each cash-settled RSU is the economic equivalent of one share of common stock of the issuer.
F8Represents the remaining balance of the cash-settled RSUs granted on February 21, 2013 (the "2013 cash-settled RSUs"), all of which were acquired pursuant to the reinvestment of dividends on February 19, 2016 and are being settled as a result of the reporting person's retirement as an officer of the company.
F9The 2013 cash-settled RSUs vest in three equal annual installments beginning on February 21, 2014. Vested units are to be settled within 30 days after the vesting date.