SEC Form 4 · accession 0001127602-16-036831
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa G Iglesias
Officer — EVP, General Counsel
Period of report
Jan 8, 2016
Accepted (ET)
Jan 12, 2016 · 6:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 8, 2016 | F | 2,492 | $30.42 | D | 32,457 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,560.283 stock-settled RSUs (as defined in footnote (2) below).
- F2Includes 26,059 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 6,398 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 523.942 stock-settled RSUs pursuant to the reinvestment of dividends, and 329.499 shares of common stock under the issuer's employee stock purchase plan, since the date of the reporting person's prior Form 4.