SEC Form 4 · accession 0001127602-15-031569
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Michael Caulfield
Director
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 8:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 12, 2015 | S | 13,890 | $36.1357 | D | 35,511 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average price for multiple sale transactions ranging in price from $36.12 per share to $36.16 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Includes 13,748 deferred share rights ("DSRs"), 17,388 restricted stock units ("RSUs"), and 4,375 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 74.564 DSRs, 95.527 RSUs and 92.82 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.