SEC Form 4 · accession 0001127602-15-023197
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John F McGarry
Officer — EVP and CFO
Period of report
Jul 17, 2015
Accepted (ET)
Jul 21, 2015 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jul 17, 2015 | F | 612 | $36.37 | D | 59,968 | D | |
| Common Stock | holding | — | — | — | 2,936 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 779 | I | By N-Q 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,370.293 stock-settled RSUs (as defined in footnote (2) below).
- F2Includes 19,103 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 40,865 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 97.420 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.