SEC Form 4 · accession 0001127602-15-018629
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald P O'Hanley
Director
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 7:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 21, 2015 | A | 4,006 | $0.00 | A | 5,727 | D | |
| Common StockF4,F5 | May 21, 2015 | A | 2,718 | $0.00 | A | 8,445 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units ("RSUs") vesting on May 21, 2016.
- F2Includes 675 deferred share rights ("DSRs") and 5,052 RSUs. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 3.213 DSRs and 4.977 RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- F4Represents DSRs in lieu of cash for annual retainer pursuant to the election of the reporting person.
- F5Includes 3,393 DSRs and 5,052 RSUs. Fractional amounts have been rounded to the nearest whole number.