SEC Form 4 · accession 0001127602-15-018607
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
E Michael Caulfield
Director
Period of report
May 21, 2015
Accepted (ET)
May 26, 2015 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 21, 2015 | A | 4,006 | $0.00 | A | 49,138 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units ("RSUs") vesting on May 21, 2016.
- F2Includes 13,673 deferred share rights ("DSRs"), 17,293 RSUs, and 18,172 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 8,772.564 RSUs, and the exempt acquisitions of an aggregate of 260.040 DSRs, 335.474 RSUs and 262.158 shares of common stock pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.