SEC Form 4 · accession 0001127602-15-016852
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Gerald Arnold
Officer — EVP, President & CEO, Colonial
Period of report
May 7, 2015
Accepted (ET)
May 11, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 7, 2015 | S | 2,300 | $34.70 | D | 12,205 | D | |
| Common Stock | holding | — | — | — | 565 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 9,108 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 3,098 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 9.881 shares of common stock under the issuer's employee stock purchase plan since the date of the reporting person's prior Form 4.