SEC Form 4 · accession 0001127602-15-016597
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Q Simonds
Officer — EVP, President & CEO, Unum US
Period of report
May 5, 2015
Accepted (ET)
May 7, 2015 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2015 | S | 2,057 | $34.8543 | D | 51,337 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average price for multiple sale transactions ranging in price from $34.84 per share to $34.86 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F2Includes 27,829 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 23,508 shares of common stock. Fractional amounts have been rounded to the nearest whole number.