SEC Form 4 · accession 0001127602-15-016406
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Watjen
Officer — Chief Executive Officer · Director
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | May 1, 2015 | S | 40,000 | $34.4058 | D | 341,781 | D | |
| Common Stock | holding | — | — | — | 13,677 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These sale transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 10, 2014.
- F2Reflects the weighted average price for multiple sale transactions ranging in price from $34.23 per share to $34.63 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Includes 93,358 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock, and 248,423 shares of common stock. Fractional amounts have been rounded to the nearest whole number.