SEC Form 4 · accession 0001127602-15-008714
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Q Simonds
Officer — EVP, President & CEO, Unum US
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 8:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 24, 2015 | A | 13,864 | $0.00 | A | 54,873 | D | |
| Common StockF3,F4 | Feb 25, 2015 | F | 1,479 | $33.88 | D | 53,394 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 24, 2016.
- F2Includes 32,400 stock-settled RSUs and 22,473 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,570.480 stock-settled RSUs.
- F4Includes 27,829 stock-settled RSUs and 25,565 shares of common stock. Fractional amounts have been rounded to the nearest whole number.