SEC Form 4 · accession 0001127602-15-008706
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Jerome
Officer — EVP, Global Services
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 8:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 24, 2015 | A | 6,309 | $0.00 | A | 35,797 | D | |
| Common StockF4,F5 | Feb 25, 2015 | F | 903 | $33.88 | D | 34,894 | D | |
| Common Stock | holding | — | — | — | 13,858 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 301 | I | By N-Q 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 24, 2016.
- F2Includes 18,829 stock-settled RSUs and 16,968 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisition of 0.073 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- F4Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,789.164 stock-settled RSUs.
- F5Includes 16,040 stock-settled RSUs and 18,854 shares of common stock. Fractional amounts have been rounded to the nearest whole number.