SEC Form 4 · accession 0001127602-15-008702
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Breege A Farrell
Officer — EVP, Chief Investment Officer
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 8:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 24, 2015 | A | 6,391 | $0.00 | A | 55,187 | D | |
| Common StockF3,F4 | Feb 25, 2015 | F | 919 | $33.88 | D | 54,268 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 24, 2016.
- F2Includes 22,570 stock-settled RSUs and 32,616 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,356.780 stock-settled RSUs.
- F4Includes 19,214 stock-settled RSUs and 35,054 shares of common stock. Fractional amounts have been rounded to the nearest whole number.