SEC Form 4 · accession 0001127602-15-008698
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Gerald Arnold
Officer — EVP, President & CEO, Colonial
Period of report
Feb 24, 2015
Accepted (ET)
Feb 26, 2015 · 8:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 24, 2015 | A | 4,472 | $0.00 | A | 14,913 | D | |
| Common StockF4,F5 | Feb 25, 2015 | F | 417 | $33.88 | D | 14,496 | D | |
| Common Stock | holding | — | — | — | 563 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on February 24, 2016.
- F2Includes 10,325 stock-settled RSUs and 4,587 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for 11 shares of common stock that were inadvertently omitted from the reporting person's Form 3.
- F4Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,217.776 stock-settled RSUs.
- F5Includes 9,108 stock-settled RSUs and 5,388 shares of common stock. Fractional amounts have been rounded to the nearest whole number.