SEC Form 4 · accession 0001127602-15-008082
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Q Simonds
Officer — EVP, President & CEO, Unum US
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 20, 2015 | F | 1,578 | $33.99 | D | 42,587 | D | |
| Common StockF4,F5 | Feb 21, 2015 | F | 1,578 | $33.99 | D | 41,009 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,755.396 stock-settled RSUs (as defined in footnote (2) below).
- F2Includes 23,412 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 19,174 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 295.180 shares of common stock and 526.809 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- F4Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,876.663 stock-settled RSUs.
- F5Includes 18,536 stock-settled RSUs and 22,473 shares of common stock. Fractional amounts have been rounded to the nearest whole number.