SEC Form 4 · accession 0001127602-15-008073
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher J Jerome
Officer — EVP, Global Services
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 20, 2015 | F | 1,387 | $33.99 | D | 31,066 | D | |
| Common StockF4,F5 | Feb 21, 2015 | F | 1,578 | $33.99 | D | 29,488 | D | |
| Common Stock | holding | — | — | — | 13,860 | I | By 401(k) Plan | |
| Common Stock | holding | — | — | — | 301 | I | By N-Q 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,094.494 stock-settled RSUs (as defined in footnote (2) below).
- F2Includes 17,397 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 13,669 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 0.272 shares of common stock and 401.949 stock-settled RSUs pursuant to the reinvestment of dividends, and 663.606 shares of common stock under the issuer's employee stock purchase plan, since the date of the reporting person's prior Form 4.
- F4Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,876.663 stock-settled RSUs
- F5Includes 12,520 stock-settled RSUs and 16,952 shares of common stock. Fractional amounts have been rounded to the nearest whole number.