SEC Form 4 · accession 0001127602-15-008069
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Breege A Farrell
Officer — EVP, Chief Investment Officer
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 20, 2015 | F | 1,708 | $33.99 | D | 50,348 | D | |
| Common StockF4,F5 | Feb 21, 2015 | F | 1,552 | $33.99 | D | 48,796 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 6,022.469 stock-settled RSUs (as defined in footnote (2) below).
- F2Includes 21,851 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 28,496 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 399.763 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- F4Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,671.830 stock-settled RSUs.
- F5Includes 16,179 stock-settled RSUs and 32,616 shares of common stock. Fractional amounts have been rounded to the nearest whole number.