SEC Form 4 · accession 0001127602-15-008061
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Gerald Arnold
Officer — EVP, President & CEO, Colonial
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 20, 2015 | F | 832 | $33.99 | D | 11,018 | D | |
| Common StockF4,F5 | Feb 21, 2015 | F | 589 | $33.99 | D | 10,429 | D | |
| Common Stock | holding | — | — | — | 563 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,169.617 stock-settled RSUs (as defined in footnote (2) below).
- F2Includes 7,611 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 3,407 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 47.250 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior report.
- F4Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,757.907 stock-settled RSUs.
- F5Includes 5,853 stock-settled RSUs and 4,576 shares of common stock. Fractional amounts have been rounded to the nearest whole number.