SEC Form 4 · accession 0001127602-15-007768
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
III E. Liston Bishop
Officer — EVP, Senior Executive Counsel
Period of report
Feb 19, 2015
Accepted (ET)
Feb 23, 2015 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F4 | Feb 19, 2015 | S | 11,777 | $33.7651 | D | 76,624 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 19, 2014.
- F2Reflects weighted average price for multiple sale transactions ranging in price from $33.66 per share to $33.85 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F3Includes 23,064 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 53,561 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F4Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 321.486 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.