SEC Form 4 · accession 0001127602-15-005311
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas R Watjen
Officer — President and CEO · Director
Period of report
Feb 5, 2015
Accepted (ET)
Feb 10, 2015 · 5:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 5, 2015 | G | 66,968 | $0.00 | D | 460,192 | D | |
| Common StockF3 | Feb 6, 2015 | G | 53,500 | $0.00 | D | 406,692 | D | |
| Common Stock | holding | — | — | — | 13,630 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 123,295 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 336,896 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F2Beneficial ownership amount accounts for the exempt acquisition of an aggregate of 600.021 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- F3Includes 123,295 stock-settled RSUs and 283,396 shares of common stock. Fractional amounts have been rounded to the nearest whole number.