SEC Form 4 · accession 0000005513-19-000063
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Q Simonds
Officer — EVP, President & CEO, Unum US
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | F | 1,017 | $37.67 | D | 83,796 | D | |
| Common StockF3,F4 | Mar 1, 2019 | F | 1,726 | $37.67 | D | 82,070 | D | |
| Common StockF5,F6 | Mar 1, 2019 | A | 16,107 | $0.00 | A | 98,177 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,462.284 stock-settled RSUs (as defined in footnote (2) below).
- F2Includes 15,361 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 68,434 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,891.326 stock-settled RSUs.
- F4Includes 11,470 stock-settled RSUs and 70,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F5All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2020.
- F6Includes 27,577 stock-settled RSUs and 70,600 shares of common stock. Fractional amounts have been rounded to the nearest whole number.