SEC Form 4 · accession 0000005513-19-000051
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Puneet Bhasin
Officer — Chief Info & Digital Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 1, 2019 | A | 8,128 | $0.00 | A | 19,008 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1All are restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and which vest in three equal annual installments beginning on March 1, 2020.
- F2Includes 18,483 stock-settled RSUs and 524 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 524.409 shares of common stock under the issuer's employee stock purchase plan and 280.286 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.