SEC Form 4 · accession 0000005513-19-000027
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Gerald Arnold
Officer — EVP, President & CEO, Colonial
Period of report
Feb 23, 2019
Accepted (ET)
Feb 26, 2019 · 6:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 23, 2019 | F | 851 | $37.27 | D | 32,595 | D | |
| Common Stock | holding | — | — | — | 614 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,931.699 stock-settled RSUs (as defined in footnote (2) below).
- F2Includes 9,907 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 22,688 shares of common stock. Fractional amounts have been rounded to the nearest whole number.