SEC Form 4 · accession 0000005513-19-000019
Unum Group · UNM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Q Simonds
Officer — EVP, President & CEO, Unum US
Period of report
Feb 18, 2019
Accepted (ET)
Feb 20, 2019 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000005513
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Feb 18, 2019 | A | 17,487 | $0.00 | A | 91,799 | D | |
| Common StockF4,F5 | Feb 18, 2019 | F | 5,171 | $36.32 | D | 86,628 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock earned from a target number of performance share units awarded on February 23, 2016 ("2016 PSUs"). The shares were earned upon the vesting of the 2016 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2018.
- F2Includes 25,005 restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock ("stock-settled RSUs"), and 66,794 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- F3Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 676.808 stock-settled RSUs and 1,362.902 shares of common stock pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.
- F4Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2016 PSUs.
- F5Includes 25,005 stock-settled RSUs and 61,623 shares of common stock. Fractional amounts have been rounded to the nearest whole number.