SEC Form 4 · accession 0001225208-19-003728
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Lawlor
Officer — Senior Vice President
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | holding | — | — | — | 8,803 | D | ||
| Common | holding | — | — | — | 2,985 | I | Held in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 22, 2019 | A | 1,940 | A | Feb 22, 2022 | Feb 22, 2022 | Common | 1,940 | 1,940 | D |
| Stock OptionF3 | $56.73 | Feb 22, 2019 | A | 38,770 | A | — | Feb 22, 2029 | Common | 38,770 | 38,770 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock.
- F2The restricted stock units vest on February 22, 2022, the third anniversary of the grant date.
- F3The option vests in three equal annual installments beginning February 22, 2020.