SEC Form 4 · accession 0001225208-18-003556
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Cahillane
Officer — CEO & President · Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 21, 2018 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | holding | — | — | — | 15,930 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Executive Compensation UnitsF1 | — | Feb 16, 2018 | A | 128 | A | — | — | Common | 128 | 527 | D |
| Stock OptionF2 | $69.66 | Feb 16, 2018 | A | 228,800 | A | — | Feb 16, 2028 | Common | 228,800 | 228,800 | D |
Explanation of responses
- F1According to the terms of the Executive Compensation Deferral Plan, each share of phantom stock units is the economic equivalent of one share of Kellogg common stock and may be paid only in stock following the last day of the reporting person's employment.
- F2The option vests in three equal annual installments beginning February 16, 2019.