SEC Form 5 · accession 0001225208-18-002410
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephanie Burns
Director
Period of report
Jan 1, 2018
Accepted (ET)
Feb 9, 2018 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Jan 1, 2018 | J | 280 | $0.00 | A | 9,868 | I | Held in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2 | — | Jan 1, 2018 | J | 87 | A | — | — | Common | 87 | 3,227 | D |
Explanation of responses
- F1Shares acquired under the Company's Dividend Reinvestment Plan in 2017.
- F2According to the terms of the Kellogg Company Deferred Compensation Plan for Non-Employee Directors, final value of phantom stock units is to be determined as of date of reporting person's retirement and paid in stock.
- F3Reflects dividend equivalents from automatic reinvestment of dividends.