SEC Form 4 · accession 0001225208-17-004116
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul T Norman
Officer — Senior Vice President
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 17, 2017 | A | 2,905 | $72.90 | A | 76,673 | D | |
| Common | Feb 17, 2017 | F | 1,357 | $72.90 | D | 75,316 | D | |
| Common | holding | — | — | — | 131 | I | By 401(k) Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 17, 2017 | A | 3,100 | A | Feb 17, 2020 | Feb 17, 2020 | Common | 3,100 | 3,100 | D |
| Stock OptionF4 | $72.90 | Feb 17, 2017 | A | 69,100 | A | — | Feb 17, 2027 | Common | 69,100 | 69,100 | D |
Explanation of responses
- F1Settlement of performance rights granted February 21, 2014, in connection with the Company's 2014-2016 Executive Performance Plan, which are payable in stock.
- F2Each restricted stock unit represents a contingent right to receive one share of Kellogg common stock.
- F3The restricted stock units vest on February 17, 2020, the third anniversary of the grant date.
- F4The option vests in three equal annual installments beginning February 17, 2018.