SEC Form 5 · accession 0001225208-17-002602
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Jenness
Director
Period of report
Jan 1, 2017
Accepted (ET)
Feb 7, 2017 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Jan 1, 2017 | J | 2,803 | $0.00 | A | 106,765 | D | |
| Common | Jan 1, 2017 | J | 6 | $0.00 | A | 237 | I | By 401(k) Profit Sharing Plan |
| Common | Jan 1, 2017 | J | 440 | $0.00 | A | 17,078 | I | Held in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF4 | — | Jan 1, 2017 | J | 321 | A | — | — | Common | 321 | 12,108 | D |
Explanation of responses
- F1Shares acquired under a Dividend Reinvestment Plan in 2016.
- F2Shares increased to the filer's Company Stock Fund account under the Kellogg Company Savings and Investment Plan during 2016.
- F3Shares acquired under the Company's Dividend Reinvestment Plan in 2016.
- F4According to the terms of the Kellogg Company Deferred Compensation Plan for Non-Employee Directors, final value of phantom stock units is to be determined as of date of reporting person's retirement and paid in stock.
- F5Reflects dividend equivalents from automatic reinvestment of dividends.