SEC Form 5 · accession 0001225208-17-002577
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Bryant
Officer — Chairman, Pres. & CEO/Trustee · Director · 10% Owner
Period of report
Jan 1, 2017
Accepted (ET)
Feb 7, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | May 9, 2016 | G | 200 | $0.00 | D | 319,980 | D | |
| Common | Aug 22, 2016 | G | 305 | $0.00 | D | 383,275 | D | |
| CommonF2 | Jan 1, 2017 | J | 0 | $0.00 | A | 290,054 | D | |
| Common | Jan 1, 2017 | J | 157 | $0.00 | A | 5,364 | I | By 401(k) Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired under the Company's Dividend Reinvestment Plan in 2016.
- F2Includes shares acquired under the Company's 2002 Employee Stock Purchase Plan in 2016.
- F3Shares increased to the filer's Company Stock Fund account under the Kellogg Company Savings and Investment Plan during 2016.