SEC Form 4 · accession 0001225208-16-041459
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Bryant
Officer — Chairman, Pres. & CEO/Trustee · Director · 10% Owner
Period of report
Nov 8, 2016
Accepted (ET)
Nov 10, 2016 · 4:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Nov 3, 2016 | G | 93,221 | $0.00 | D | 290,559 | D | |
| CommonF1 | Nov 4, 2016 | G | 93,221 | $0.00 | A | 93,221 | I | By Bryant family LLC |
| CommonF1,F3 | Nov 8, 2016 | S | 93,221 | $77.0739 | D | 0 | I | By Bryant family LLC |
| CommonF1 | Nov 3, 2016 | G | 93,221 | $0.00 | A | 93,221 | I | By wife's revocable trust |
| CommonF1 | Nov 4, 2016 | G | 93,221 | $0.00 | D | 0 | I | By wife's revocable trust |
| CommonF2 | holding | — | — | — | 5,208 | I | By 401(k) Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were gifted by the reporting person to his spouse's trust, from which the securities were then contributed to a limited liability company (the "LLC") of which the reporting person and his spouse were the sole members. These shares were then sold by the LLC in the open market.
- F2Excludes dividends reinvested after January 1, 2016.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.84 to $77.43, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.