SEC Form 4 · accession 0001225208-16-041130
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary H Pilnick
Officer — Vice Chairman, Corp Dev & CLO
Period of report
Nov 1, 2016
Accepted (ET)
Nov 3, 2016 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1,F2 | Nov 1, 2016 | A | 10,500 | $0.00 | A | 64,606 | D | |
| CommonF2 | Nov 1, 2016 | F | 4,904 | $75.21 | D | 59,702 | D | |
| CommonF3,F4,F2 | Nov 3, 2016 | S | 5,036 | $74.8848 | D | 54,666 | D | |
| CommonF2 | holding | — | — | — | 222 | I | By 401(k) Profit Sharing Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Settlement of performance-based restricted stock units granted September 20, 2013, which vested November 1, 2016.
- F2Excludes dividends reinvested after January 1, 2016.
- F3Mr. Pilnick retained a portion of his performance-based restricted stock award, increasing his share ownership by approximately 560 shares.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.70 to $75.06, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.