SEC Form 4 · accession 0001225208-16-039485
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Bryant
Officer — Chairman, Pres. & CEO/Trustee · Director · 10% Owner
Period of report
Sep 16, 2016
Accepted (ET)
Sep 19, 2016 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | holding | — | — | — | 383,780 | D | ||
| CommonF1 | holding | — | — | — | 5,208 | I | By 401(k) Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Executive Compensation UnitsF2 | — | Sep 15, 2016 | J | 63 | A | — | — | Common | 63 | 9,489 | D |
| Deferred Executive Compensation UnitsF2 | — | Sep 16, 2016 | A | 95 | A | — | — | Common | 95 | 9,584 | D |
Explanation of responses
- F1Excludes dividends reinvested after January 1, 2016.
- F2According to the terms of the Executive Compensation Deferral Plan, each share of phantom stock units is the economic equivalent of one share of Kellogg common stock and may be paid only in stock following the last day of the reporting person's employment.
- F3Reflects dividend equivalents from automatic reinvestment of dividends.