SEC Form 4 · accession 0001225208-16-038270

KELLOGG CO · K

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Vice President

Period of report

Aug 22, 2016

Accepted (ET)

Aug 23, 2016 · 4:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000055067

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common	Aug 22, 2016	M	27,500	$52.53	A	35,111	D
Common	Aug 22, 2016	M	17,000	$53.56	A	52,111	D
Common^F1	Aug 22, 2016	S	35,175	$83.0143	D	16,936	D
Common^F2	holding	—	—		—	84	I	By 401(k) Profit Sharing Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F4	$52.53	Aug 22, 2016	M	27,500	D	—	Feb 17, 2022	Common	27,500	0	D
Stock Option^F5	$53.56	Aug 22, 2016	M	17,000	D	—	Nov 1, 2021	Common	17,000	0	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.00 to $83.06, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2Excludes dividends reinvested after January 1, 2016.
F3Ms. Mejia took all after tax proceeds of the option exercise in Kellogg stock, increasing her share ownership by approximately 9,325 shares.
F4The option vested in three equal annual installments beginning February 17, 2013.
F5The option vested in three equal annual installments beginning November 1, 2012.