SEC Form 5 · accession 0001225208-16-026454
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Jenness
Director
Period of report
Jan 1, 2016
Accepted (ET)
Feb 16, 2016 · 7:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF2 | Jan 1, 2016 | J | 3,025 | $0.00 | A | 103,131 | D | |
| Common | Jan 1, 2016 | J | 7 | $0.00 | A | 231 | I | By 401(k) Profit Sharing Plan |
| Common | Jan 1, 2016 | J | 417 | $0.00 | A | 14,648 | I | Held in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF5 | — | Jan 1, 2016 | J | 350 | A | — | — | Common | 350 | 11,787 | D |
Explanation of responses
- F1Shares acquired under a Dividend Reinvestment Plan in 2015.
- F2Includes shares acquired under the Company's 2002 Employee Stock Purchase Plan in 2015.
- F3Shares increased to the filer's Company Stock Fund account under the Kellogg Company Savings and Investment Plan during 2015.
- F4Shares acquired under the Company's Dividend Reinvestment Plan in 2015.
- F5According to the terms of the Kellogg Company Deferred Compensation Plan for Non-Employee Directors, final value of phantom stock units is to be determined as of date of reporting person's retirement and paid in stock.
- F6Reflects dividend equivalents from automatic reinvestment of dividends.