SEC Form 5 · accession 0001225208-16-026450
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Gund
Director
Period of report
Jan 1, 2016
Accepted (ET)
Feb 16, 2016 · 7:46 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Oct 19, 2015 | G | 100 | $0.00 | D | 30,552 | D | |
| Common | Jan 1, 2016 | J | 1,602 | $0.00 | A | 54,499 | I | Held in Trust |
| Common | holding | — | — | — | 10,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2 | — | Jan 1, 2016 | J | 2,426 | A | — | — | Common | 2,426 | 82,353 | D |
Explanation of responses
- F1Shares acquired under the Company's Dividend Reinvestment Plan in 2015.
- F2According to the terms of the Kellogg Company Deferred Compensation Plan for Non-Employee Directors, final value of phantom stock units is to be determined as of date of reporting person's retirement and paid in stock.
- F3Reflects dividend equivalents from automatic reinvestment of dividends.