SEC Form 4 · accession 0001225208-15-021448
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Bryant
Officer — Chairman, Pres. & CEO/Trustee · Director · 10% Owner
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | Nov 24, 2015 | M | 150,400 | $53.20 | A | 399,048 | D | |
| CommonF1 | Nov 24, 2015 | S | 133,180 | $67.8519 | D | 265,868 | D | |
| CommonF2 | holding | — | — | — | 5,039 | I | By 401(k) Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $53.20 | Nov 24, 2015 | M | 150,400 | D | — | Feb 19, 2020 | Common | 150,400 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.62 to $68.075, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2Excludes dividends reinvested after January 1, 2015.
- F3The option was granted February 19, 2010, and vested in three equal annual installments beginning February 19, 2011.