SEC Form 4 · accession 0001225208-15-016653
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary H Pilnick
Officer — Senior Vice President
Period of report
Aug 6, 2015
Accepted (ET)
Aug 10, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Aug 6, 2015 | M | 46,900 | $51.04 | A | 97,856 | D | |
| CommonF1 | Aug 6, 2015 | M | 46,700 | $49.78 | A | 144,556 | D | |
| CommonF1 | Aug 6, 2015 | S | 50 | $68.00 | D | 144,506 | D | |
| CommonF2,F1 | Aug 6, 2015 | S | 92,235 | $68.8217 | D | 52,271 | D | |
| CommonF1 | holding | — | — | — | 202 | I | By 401(k) Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $49.78 | Aug 6, 2015 | M | 46,700 | D | — | Feb 16, 2017 | Common | 46,700 | 0 | D |
| Stock OptionF4 | $51.04 | Aug 6, 2015 | M | 46,900 | D | — | Feb 22, 2018 | Common | 46,900 | 0 | D |
Explanation of responses
- F1Excludes dividends reinvested after January 1, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.18 to $69.05, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F3The option vests in two equal annual installments beginning February 16, 2008
- F4The option vests in two equal annual installments beginning February 22, 2009.