SEC Form 4 · accession 0001225208-15-012182
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald L Dissinger
Officer — Chief Financial Officer
Period of report
May 14, 2015
Accepted (ET)
May 15, 2015 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | May 14, 2015 | M | 18,100 | $51.04 | A | 48,426 | D | |
| CommonF1 | May 14, 2015 | M | 16,700 | $49.78 | A | 65,126 | D | |
| CommonF1 | May 14, 2015 | M | 15,000 | $53.20 | A | 80,126 | D | |
| CommonF2,F1 | May 14, 2015 | S$0 | 49,220 | $0.00 | D | 30,906 | D | |
| CommonF1 | holding | — | — | — | 1,805 | I | By 401(k) Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $53.20 | May 14, 2015 | M | 15,000 | D | — | Feb 19, 2020 | Common | 15,000 | 41,100 | D |
| Stock OptionF4 | $51.04 | May 14, 2015 | M | 18,100 | D | — | Feb 22, 2018 | Common | 18,100 | 0 | D |
| Stock Option | $49.78 | May 14, 2015 | M | 16,700 | D | Feb 16, 2008 | Feb 16, 2017 | Common | 16,700 | 0 | D |
Explanation of responses
- F1Excludes dividends reinvested after January 1, 2015.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.99 to $64.16, inclusive. The reporting person undertakes to provide to Kellogg Company, any security holder of Kellogg Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F3The option was granted on February 19, 2010, and vests in three equal annual installments beginning February 19, 2011.
- F4The option was granted on February 22, 2008, and vests in two equal annual installments beginning February 22, 2009.