SEC Form 4 · accession 0001225208-15-010221
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Bryant
Officer — Chairman, President and CEO · Director
Period of report
Apr 17, 2015
Accepted (ET)
Apr 20, 2015 · 4:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common | holding | — | — | — | 210,433 | D | ||
| CommonF1 | holding | — | — | — | 5,039 | I | By 401(k) Profit Sharing Plan | |
| Common | holding | — | — | — | 38,216 | I | Held in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Executive Compensation UnitsF2 | — | Apr 17, 2015 | A | 94 | A | — | — | Common | 94 | 5,938 | D |
Explanation of responses
- F1Excludes dividends reinvested after January 1, 2015.
- F2According to the terms of the Executive Compensation Deferral Plan, each share of phantom stock units is the economic equivalent of one share of Kellogg common stock and may be paid only in stock following the last day of the reporting person's employment.