SEC Form 4 · accession 0001225208-15-005455
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul T Norman
Officer — Senior Vice President
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 20, 2015 | A | 3,675 | $0.00 | A | 66,686 | D | |
| Common | Feb 20, 2015 | F | 1,303 | $64.09 | D | 65,383 | D | |
| CommonF2 | Feb 24, 2015 | S | 2,135 | $63.97 | D | 63,248 | D | |
| Common | holding | — | — | — | 101 | I | By 401(k) Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $64.09 | Feb 20, 2015 | A | 79,400 | A | — | Feb 20, 2025 | Common | 79,400 | 79,400 | D |
Explanation of responses
- F1Settlement of performance rights granted February 17, 2012, in connection with the Company's 2012-2014 Executive Performance Plan, which are payable in stock.
- F2Represents a portion of the stock received relating to the 2012-2014 Executive Performance Plan.
- F3The option vests in three equal annual installments beginning February 20, 2016.