SEC Form 4 · accession 0001225208-15-005453
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alistair D Hirst
Officer — SVP - Global Supply Chain
Period of report
Feb 20, 2015
Accepted (ET)
Feb 24, 2015 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CommonF1 | Feb 20, 2015 | A | 735 | $0.00 | A | 25,654 | D | |
| Common | Feb 20, 2015 | F | 266 | $64.09 | D | 25,388 | D | |
| Common | Feb 24, 2015 | M | 13,000 | $49.78 | A | 38,388 | D | |
| Common | Feb 24, 2015 | M | 11,900 | $53.01 | A | 50,288 | D | |
| Common | Feb 24, 2015 | M | 9,100 | $53.20 | A | 59,388 | D | |
| Common | Feb 24, 2015 | M | 9,100 | $51.04 | A | 68,488 | D | |
| Common | Feb 24, 2015 | M | 2,300 | $52.53 | A | 70,788 | D | |
| CommonF2 | Feb 24, 2015 | S | 422 | $63.97 | D | 70,366 | D | |
| Common | Feb 24, 2015 | S | 40,860 | $63.7401 | D | 29,506 | D | |
| Common | holding | — | — | — | 269 | I | By 401(k) Profit Sharing Plan | |
| Common | holding | — | — | — | 638 | I | Held in Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF3 | $64.09 | Feb 20, 2015 | A | 41,800 | A | — | Feb 20, 2025 | Common | 41,800 | 41,800 | D |
| Stock OptionF4 | $52.53 | Feb 24, 2015 | M | 2,300 | D | — | Feb 17, 2022 | Common | 2,300 | 17,000 | D |
| Stock OptionF5 | $53.01 | Feb 24, 2015 | M | 11,900 | D | — | Feb 18, 2021 | Common | 11,900 | 0 | D |
| Stock OptionF6 | $53.20 | Feb 24, 2015 | M | 9,100 | D | — | Feb 19, 2020 | Common | 9,100 | 0 | D |
| Stock Option | $49.78 | Feb 24, 2015 | M | 13,000 | D | Feb 16, 2008 | Feb 16, 2017 | Common | 13,000 | 0 | D |
| Stock Option | $51.04 | Feb 24, 2015 | M | 9,100 | D | Feb 22, 2009 | Feb 22, 2018 | Common | 9,100 | 0 | D |
Explanation of responses
- F1Settlement of performance rights granted February 17, 2012, in connection with the Company's 2012-2014 Executive Performance Plan, which are payable in stock.
- F2Represents a portion of the stock received relating to the 2012-2014 Executive Performance Plan.
- F3The option vests in three equal annual installments beginning February 20, 2016.
- F4The option was granted on February 17, 2012, and vests in three equal annual installments beginning February 17, 2013.
- F5The option was granted on February 18, 2011, and vests in three equal annual installments beginning February 18, 2012.
- F6The option was granted on February 19, 2010, and vests in three equal annual installments beginning February 19, 2011.