SEC Form 4 · accession 0001209191-15-030393
KELLOGG CO · K
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 30, 2015
Accepted (ET)
Mar 31, 2015 · 3:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000055067
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Mar 30, 2015 | S | 15,900 | $64.1096 | D | 70,874,190 | D | |
| COMMON STOCKF2 | Mar 30, 2015 | S | 100,000 | $64.621 | D | 70,774,190 | D | |
| COMMON STOCKF3 | Mar 30, 2015 | S | 100,000 | $65.1441 | D | 70,674,190 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F170,874,190 shares were owned following the reported transaction by the W.K. Kellogg Foundation Trust (the "Trust") of which LaJune Montgomery Tabron, James M. Jenness, Fred P. Keller and The Bank of New York Mellon Trust Company, N.A. are Trustees and the W.K. Kellogg Foundation (the "Foundation") is the sole beneficiary.
- F270,774,190 shares were owned following the reported transaction by the W.K. Kellogg Foundation Trust (the "Trust") of which LaJune Montgomery Tabron, James M. Jenness, Fred P. Keller and The Bank of New York Mellon Trust Company, N.A. are Trustees and the W.K. Kellogg Foundation (the "Foundation") is the sole beneficiary.
- F370,674,190 shares were owned following the reported transaction by the W.K. Kellogg Foundation Trust (the "Trust") of which LaJune Montgomery Tabron, James M. Jenness, Fred P. Keller and The Bank of New York Mellon Trust Company, N.A. are Trustees and the W.K. Kellogg Foundation (the "Foundation") is the sole beneficiary.
Remarks
The sales reported on this Form 4 were made pursuant to trading instructions given by the W.K. Kellogg Foundation Trust on May 13, 2014 that are intended to comply with Rule 10b5-1(c) under the Securities and Exchange Act of 1934.